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Non-reporting issuer
Results: 190

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181	CSA BUSINESS PLAN[removed]Introduction This document represents the collective effort by the Canadian Securities Administrators (CSA) to set out, in a clear and comprehensive manner, the priorities that the Canadian Se Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-10 12:17:33 Canadian securities regulation 73rd United States Congress United States Securities and Exchange Commission Securities regulation in the United States Securities Act Canadian Securities Administrators Financial economics Law Non-reporting issuer Canadian law Financial regulation United States securities law
182	IN THE MATTER OF THE SECURITIES ACT, R.S.N.W.T. 1988, ch. S-5, AS AMENDED AMENDMENT NO. 1 TO BLANKET ORDER NO. 2 Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2003-08-11 10:25:58 73rd United States Congress Stock market Financial regulation Finance Securities Act Security Canadian securities regulation Exempt market dealer Non-reporting issuer United States Securities and Exchange Commission United States securities law Financial economics
183	Proposed Rule: Securities Offering Reform Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-29 14:27:34 Securities Investment United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities Act Securities Exchange Act Non-reporting issuer Prospectus Financial economics Finance Stock market
184	Proposed Rule: Exemption of Compensatory Employee Stock Options from Registration under Section 12(g) of the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-16 11:23:04 Finance 73rd United States Congress Investment SEC filings Securities Act Employee stock option Security Securities Exchange Act Non-reporting issuer United States Securities and Exchange Commission Financial economics United States securities law
185	SWJ Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-11 11:31:04 Business Professional certification in finance Financial adviser Financial planner Investment Industry Regulatory Organization of Canada Certified Financial Planner Canadian Investment Manager Non-reporting issuer Financial economics Investment Finance
186	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-04 16:34:50 Finance 73rd United States Congress Business SEC filings Stock market Securities Act Securities Exchange Act Non-reporting issuer U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law
187	Comment letter from Laura Levine, Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Timothy McCormick, Darin R. Renton & Simon A. Romano (Stikeman Elliott LLP) dated June 18, 2014; Re CSA Notice and Request for Comme Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-06-25 15:15:33 Investment Business United States Securities and Exchange Commission United States securities law Non-reporting issuer Securities Act Prospectus Crowd funding Security Financial economics Finance Stock market
188	Susan Copland, B.Comm, LLB. Managing Director Secretary Ontario Securities Commission 20 Queen Street West Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-06-19 16:23:37 Stock market Business Securities Non-reporting issuer Prospectus Crowd funding Security Exempt market securities Securities Act Financial economics Finance Investment
189	June 18, 2014 Susan Copland, LLB, BComm Director [removed] Denise Weeres Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-06-19 16:22:33 Investment Securities Prospectus Offering circular Non-reporting issuer Exempt market dealer Financial economics Stock market Finance
190	June 18, 2014 Susan Copland, LLB, BComm Director [removed] Me Anne Marie Beaudoin Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-06-19 16:23:08 Business Money Financial Industry Regulatory Authority Technology Investment Non-reporting issuer Finance Crowd funding United States securities law